SEC Rule 606

Order Routing: SEC Regulation NMS Rule 606

In compliance with SEC Regulation NMS Rule 606 (formerly Rule 11Ac1-6) GARP Research & Securities Co. is currently exempt from the public posting requirements under the De Minimus exemption set out in Question 20 of SEC Staff Legal Bulletin No. 13A dated October 16, 2001.

Coverage ListClick here to see our 100 stocks under coverage, as well as segmentation by industry and by analyst.

Research PerformanceTrack our performance since 1998 in mid caps and small caps, as well as by categories: Buy, Neutral, and Avoid-rated stocks.

About UsClick here to see our bios and industry experience. Our analysts are deeply rooted in the unique GARP investment philosophy.

2800 Quarry Lake Drive
Suite 140
Baltimore, MD 21204
Ph: (410) 764-1600

2800 Quarry Lake Drive, Suite 140
Baltimore, MD 21209
(410) 764-1300